Financial Services & Markets
Michelmores’ Financial Services & Markets Practice is dedicated to providing specialist legal services to meet the needs of FCA and PRA authorised firms in the financial services sector (retail and wholesale).
The team operates throughout the UK and services:
- fund and asset managers
- investment companies
- corporate financiers, venture capital advisers and business angels
- collective investment schemes and ACDs
- e money issuers
- commodity and derivative traders
- property investment companies
- third party administrators
- life and pension companies
- banks
- prime / sub-prime mortgage and bridging lenders
- general insurers
- networks and intermediaries, including financial advisers, mortgage brokers and general insurance intermediaries
- professional firms
- stockbrokers
The team understands the commercial and regulatory drivers of the sector, as well as participating in industry issues, and can provide practical and seamless advice on a wide range of matters.
- Business Start-up & Finance
- Enforcement & Discipline
- Financial Ombudsman Complaints
- Financial Services Commercial Agreements
- Financial Services Employment & Restrictive Covenants
- Financial Services Mergers & Acquisitions
- Financial Services Regulatory Advice
- Financial Services Regulatory Risk
